A refreshingly practical approach to compliance support
Demand for financial advice has never been higher, and as firms grow, they face mounting pressure from regulation, the economy, technology and shifting consumer behaviour. That's where TFAS Compliance Services comes in: a real, hands-on partnership that helps firms grow compliantly.
We don't hand you a checklist and leave you to it. Every engagement starts with understanding how your firm actually operates, so we can identify where the real risks and improvement areas sit and then work alongside you to embed the right provisions, not just document them.
For firms with in-house compliance capability, we become an extension of that team. For firms without, we effectively become it – bespoke to your size, structure and risk profile, never a standard package
Why choose TFAS Compliance Services?
Whether you need ongoing support, strategic consultancy, or one-off advice, we help directly authorised firms stay aligned with FCA regulations through clear guidance, actionable insight, and hands-on expertise.
This approach is led by Marjolaine Quirke, Managing Director of TFAS Compliance Services and Deputy Chair of the Association of Professional Compliance Consultants (APCC). That sector-wide vantage point – shaping compliance standards across the profession, not just applying them within one firm – is what allows TFAS to move beyond generic compliance advice and into the specialist, judgement-based support that Consumer Duty in particular demands, where the right answer is rarely the same for any two firms.
TFAS Compliance Services is here to close the gaps: getting hands-on with each firm's specific circumstances, staying in partnership until improvements are genuinely embedded, and turning complex regulatory change into material advisers can use with confidence.
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